U.S. Securities and Exchange Commission

Federal, Åpne den offisielle teksten

U.S. Securities and Exchange Commission (SEC) fører tilsyn med 2 regler i registeret. Jurisdiksjon: Federal.

• U.S. Securities and Exchange Commission (SEC) er oppgitt i SEC Climate-Related Disclosures og SEC Rule 17a-4 og FINRAs tilsynsregler.
• Sidene under U.S. Securities and Exchange Commission (SEC) viser teksten og datoene slik de er publisert. Utfall i tilsynssaker leses ikke inn i registeret.
• Tilsyn: U.S. Securities and Exchange Commission (SEC). Teksten publiseres av U.S. Securities and Exchange Commission, Electronic Code of Federal Regulations og Financial Industry Regulatory Authority.
• Teksten peker ut finansielle tjenester, energi, teknologi, industri og produksjon og handel og forbruker.

• US regulatory register
• SEC Climate-Related Disclosures
• SEC Rule 17a-4 og FINRAs tilsynsregler

2 regler

• SEC Climate-Related Disclosures, Release No. 33-11275, 17 CFR Parts 210, 229, 232, 239 and 249
• SEC Rule 17a-4 og FINRAs tilsynsregler, 17 CFR § 240.17a-4, FINRA Rules 3110 and 4511

Offisielle kilder

• The Enhancement and Standardization of Climate-Related Disclosures for Investors, Release No. 33-11275, U.S. Securities and Exchange Commission
• Order Issuing Stay, Release No. 33-11280, U.S. Securities and Exchange Commission
• 17 CFR § 240.17a-4, Records to be preserved by certain exchange members, brokers and dealers, Electronic Code of Federal Regulations
• FINRA rulebook, Financial Industry Regulatory Authority

ExploreWorldAI is operated by Valkiv Ventures AB (Reg. no. 556995-1311), Kungsgatan 8, 111 43 Stockholm, Sweden. EU-hosted, with data processing assessed against the GDPR. Contact: hello@exploreworldai.com.

Machine-readable summaries for AI agents: /llms.txt and /llms-full.txt.