U.S. Securities and Exchange Commission

Federal, Open the official text

U.S. Securities and Exchange Commission (SEC) supervises 2 rules in the register. Jurisdiction: Federal.

• U.S. Securities and Exchange Commission (SEC) is named in SEC Climate-Related Disclosures and SEC Rule 17a-4 and the FINRA supervision rules.
• The pages under U.S. Securities and Exchange Commission (SEC) show the text and the dates as published. Enforcement outcomes are not read into the register.
• Supervised by U.S. Securities and Exchange Commission (SEC). The text is published by U.S. Securities and Exchange Commission, Electronic Code of Federal Regulations and Financial Industry Regulatory Authority.
• The text names financial services, energy, technology, industry and manufacturing and retail and consumer.

• US regulatory register
• SEC Climate-Related Disclosures
• SEC Rule 17a-4 and the FINRA supervision rules

2 rules

• SEC Climate-Related Disclosures, Release No. 33-11275, 17 CFR Parts 210, 229, 232, 239 and 249
• SEC Rule 17a-4 and the FINRA supervision rules, 17 CFR § 240.17a-4, FINRA Rules 3110 and 4511

Official sources

• The Enhancement and Standardization of Climate-Related Disclosures for Investors, Release No. 33-11275, U.S. Securities and Exchange Commission
• Order Issuing Stay, Release No. 33-11280, U.S. Securities and Exchange Commission
• 17 CFR § 240.17a-4, Records to be preserved by certain exchange members, brokers and dealers, Electronic Code of Federal Regulations
• FINRA rulebook, Financial Industry Regulatory Authority

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Machine-readable summaries for AI agents: /llms.txt and /llms-full.txt.